Risk and Conduct Services Ltd is a company registered in Scotland SC458434
Regulatory or Operational Risk project resource for regulatory
change or new product development.
Preparation and updating of policy documentation, and associated procedural manuals.
Development of Risk & Control Assessments (RACA), and the undertaking of RACA or compliance reviews.
Regular Upstream Risk reports, bespoke to an individual
firm or sector. This covers EU, UK & Ireland
regulatory changes as well as trade body guidance.
Risk review of delegated activities, outsourcing and Service Level Agreements (SLAs).
